Head Compliance

Job Description

Are you a strategic thinker with a deep understanding of financial compliance and a passion for leading high-performing teams?

A respected client in the asset management sector is seeking a highly experienced and driven Head of Compliance to lead and oversee the organisation's compliance function at an executive level. This is a rare opportunity for a senior compliance professional to play a key role in ensuring a large and complex financial institution remains aligned with its regulatory and ethical obligations while continuing to deliver value to public sector stakeholders.

Key Duties :

• Provide strategic leadership and direction for the Compliance function
• Develop and oversee implementation of the organisation’s compliance strategy and annual programme
• Ensure adherence to legislation, regulatory frameworks, internal policies and client mandates
• Monitor and report on the institution’s compliance status to EXCO, the Board and Regulators
• Act as the main liaison between the organisation and regulatory bodies
• Oversee anti-money laundering and counter-financing of terrorism (AML / CFT) responsibilities
• Educate internal stakeholders on compliance requirements and developments
• Identify, assess, and mitigate regulatory and mandate compliance risks
• Drive business continuity planning and budgeting for the Compliance department

Key Requirements :

EE Disclaimer :

All positions will be filled in accordance with the company's Employment Equity plan. We encourage people with disabilities to apply.

Application Unsuccessful Disclaimer :

If you do not receive feedback within two weeks of your application, please consider it unsuccessful. Keep an eye on our website and other career sites for future opportunities.

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