Overview
Compliance Manager : Treasury, Global Markets, Trade Finance, Product & Marketing. You will be responsible for ensuring adherence to regulatory requirements and industry standards across Treasury, Global Markets, Trade Finance, Product & Marketing. You will develop, implement, and monitor comprehensive compliance programs, policies, and procedures, with expertise in exchange control regulations to mitigate risk and maintain regulatory compliance.
Job Mission / Objective : As the Compliance Manager overseeing Treasury, Global Markets, Trade Finance, Product & Marketing within our financial institution, you will ensure strict adherence to regulatory requirements and industry standards across these areas. You will develop, implement, and monitor comprehensive compliance programs, policies, and procedures, and use expertise in the listed domains to mitigate risks and ensure regulatory compliance.
Requirements
Regulatory Compliance Oversight :
- Provide expert oversight and guidance on regulatory compliance matters pertaining to Treasury, Global Markets, Trade Finance, Product & Marketing activities.
- Stay updated on regulatory developments and promptly implement changes to ensure compliance across relevant business functions.
- Provide oversight and guidance on regulatory compliance matters related to Treasury, Global Markets, Trade Finance, Product & Marketing activities.
- Stay updated on regulatory developments impacting wholesale banking operations and ensure timely implementation of necessary changes.
- Develop and implement CRMPs on all legislative elements that impact Retail Banking. Target : 95% of compliance within 30 days
Stakeholder Engagement :
Cultivate collaborative relationships with internal stakeholders across departments to foster a culture of compliance and risk awareness.Serve as a trusted subject matter expert on compliance matters, offering guidance and advice to stakeholders as required.Attend stakeholder meetings and regulatory meetings, as required.Contribute to the preparation and delivery of regular reports to stakeholders, EXCO and Audit and Compliance Committee.Risk Assessment and Mitigation :
Conduct risk assessments of Treasury, Global Markets, Trade Finance, Product & Marketing operations to identify compliance risks and vulnerabilities.Develop and implement robust strategies for mitigating compliance risks in collaboration with relevant stakeholders.Compliance Monitoring and Reporting :
Establish and execute compliance monitoring programs to assess adherence to regulatory requirements and internal policies within the specified divisions.Generate regulatory reports on compliance activities, findings, and remedial actions as required.Prepare and submit regulatory reports to senior management and authorities as required.Lead and facilitate compliance reviews and audits to evaluate regulatory compliance and internal policy adherence.Formulate and execute corrective action plans to address findings from reviews and audits.Training and Awareness :
Lead and facilitate compliance reviews and audits to evaluate compliance with regulatory requirements and internal policies.Formulate and execute corrective action plans to address findings from reviews and audits.Provide ongoing support and guidance to staff on compliance-related matters and inquiries.Team Development :
Support fellow compliance officers and team members in achieving project or operation goals and deadlines.Identify synergies between internal audit and compliance to foster a cooperative relationship for business benefit.General compliance administrative duties.Policies and Procedures Management :
Lead and facilitate compliance reviews and audits to evaluate compliance with regulatory requirements and internal policies.Formulate and execute corrective action plans to address findings from reviews and audits.Personal Development :
Be willing to learn across disciplines within the department and take responsibility for personal development.Attend compliance-related workshops, training interventions, and conferences.Ensure training hours are completed and training is attended; participate in industry associations and working groups as needed.Academic Knowledge :
Bachelor's degree in Finance, Business Administration, Law, or related field; orProfessional qualification from a reputable institution; orAccredited compliance-related course endorsed by the Compliance Institute; andFAIS RE5 (and preferably RE1); postgraduate diploma in Compliance Management (advantageous); member of the Compliance Institute.Work Experience :
Minimum 2–5 years in compliance or regulatory roles within banking / financial services, focusing on Treasury, Global Markets, Trade Finance, Product & Marketing activities.3 years FAIS experience for a Cat 1 License.In-depth knowledge of wholesale banking products, operations, and regulatory requirements.Ability to assess compliance risks, interpret legislation, and implement monitoring methodologies.Good presentation skills and the ability to provide awareness training and guidance to business units.Skills / Specialized Know How :
Strong understanding of Global Markets, Trade Finance, Foreign Exchange, and Market Conduct.In-depth knowledge of South African regulatory landscape (FAIS, FICA, POPIA, TCF, CPA, MCSB, Codes of Conduct, etc.).Proven track record in developing and implementing compliance frameworks and controls.Competencies :
Strong verbal and written communication; analytical skills; attention to detail.Ability to collaborate across departments, influence stakeholders, and lead teams.Ability to manage conflict, work under pressure, and be self-motivated.All appointments will be made in line with Access Bank's Employment Equity plan. The Bank supports the recruitment of individuals living with disabilities. Candidates may disclose disability information on a voluntary basis. Information will be kept confidential unless required by law to disclose.
Employees who apply and do not hear from HR within 30 days may assume their application was not successful.
Benefits
Medical AidProvident FundGroup Life CoverIncome Disability CoverFuneral CoverTraining & Development#J-18808-Ljbffr
