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Compliance officer

Compliance officer

Rad ResourcesConstantia, South Africa
17 days ago
Salary
ZAR 50,000.00 monthly
Job description

Responsibilities :

  • Compiling of compliance and statistical reports to the business, clients and regulators
  • Ensure compliance implementation and maintenance of the compliance risk management and monitoring plan, including AML compliance monitoring
  • Monitoring of the primary legislation impacting the business
  • Analyse, interpret and implement new legislation
  • Review of all marketing material in accordance with Board Notice 92
  • Address compliance queries from the business
  • Managing compliance projects from start to finish
  • Ensure the application of the TCF outcomes
  • Maintain FAIS compliance procedures and manuals
  • Maintaining the key individual / representative register
  • Monitoring and reporting on all FAIS matters to the business and the regulator
  • Advising on regulatory changes

Minimum requirements :

  • Financial services experience, preferable within the CIS environment
  • Relevant qualification (i.e. law or relevant financial degree)
  • FSCA registered compliance officer (with RE1 exam)
  • Excellent Microsoft Office knowledge
  • Regulatory, policy, product & industry knowledge (i.e. FICA, CISCA, FAIS, ASISA codes and standards)