Talent.com
Compliance Officer
Compliance OfficerCA Financial Appointments • Constantia, ZA
Compliance Officer

Compliance Officer

CA Financial Appointments • Constantia, ZA
30+ days ago
Job description

An established financial services business within the asset management space is looking to appoint an experienced Compliance Officerto support and strengthen compliance governance across the division. This role offers exposure to senior stakeholders and plays a key part in ensuring regulatory alignment in a fast-paced, highly regulated environment.

Why join this team?

You will be joining a well-structured, professional environment where compliance is viewed as a strategic partner to the business. The role offers autonomy, meaningful stakeholder engagement, and the opportunity to work across a broad regulatory landscape within asset management.

What you will be doing :

  • Overseeing and maintaining the compliance risk management and monitoring framework
  • Monitoring, analysing, and implementing regulatory and legislative changes
  • Preparing compliance, regulatory, and statistical reports for internal and external stakeholders
  • Reviewing marketing material to ensure regulatory compliance
  • Providing advisory support on compliance-related queries across the business
  • Managing compliance projects end-to-end
  • Maintaining FAIS procedures, manuals, and key individual / representative registers
  • Monitoring and reporting on FAIS, AML / FICA, and TCF-related matters

What we are looking for :

  • BCom and / or LLB qualification
  • Minimum of 5 years' experience within financial services (asset management exposure preferred)
  • RE1 completed
  • Registered Compliance Officer with the FSCA
  • Strong working knowledge of FAIS, CISCA, AML / FICA, and asset management regulations
  • High attention to detail with strong analytical and communication skills
  • Ability to work independently and manage competing deadlines

Benefits and unique aspects :

  • Exposure to senior leadership and strategic decision-making
  • Broad compliance remit across asset management
  • Stable, well-regarded business with strong governance frameworks
  • Inclusive, transformation-focused culture

If you haven't heard back from us within two weeks of submitting your application, unfortunately your application has not been successful this time. We'd still love to stay connected follow us online and keep an eye out for future opportunities that match your profile.

Create a job alert for this search

Compliance Officer • Constantia, ZA

Similar jobs

Fund Legal Officer

TMF GroupCape Town, ZA

If you're detail-oriented, client-focused, and thrive in a dynamic international environment, this role is your next career move.Apply now and become part of a team that values precision, collabora...Show more

 • Promoted

Procurement Officer

Level-UpCape Town, Western Cape, South Africa
Quick Apply

The Procurement Officer will be responsible for managing supplier compliance, invoice verification, and procurement administration processes.This role requires strong administrative capability, att...Show more

Public Representative Performance Officer – Cape Town

Democratic AllianceCape Town, ZA

The successful candidate will be responsible for:.Professionalising and managing the process of Public Representative Performance Management for the DA.Providing guidance and input on Public Repres...Show more

 • Promoted

Mid-Level Compliance Officer

MethysCape Town, WC, za
Quick Apply

We are seeking a detail-oriented and proactive Mid-Level Compliance Officer with 2–3 years.The successful candidate will play a key role in ensuring adherence to internal.Fraud Monitoring & Transac...Show more

Senior Professional Officer

City of Cape TownCape Town, ZA

BSc (Eng) / BEng degree in Electrical Engineering.Registered Professional Electrical Engineer.A minimum of 5 – 8 years relevant post graduate experience.Detailed knowledge of the OHS Act the Regula...Show more

 • Promoted

Compliance Officer (Level 7), Biodiversity Conservation – Cape Town Office

CapeNatureCape Town, ZA

Direct and enable the development and integration of knowledge, planning and monitoring systems to advance the practice of biodiversity conservation and integrated catchment management.To contribut...Show more

 • Promoted

Payroll & HR Compliance Officer

Marriott InternationalCape Town, ZA

Reporting to the HR Operations Manager, the Payroll and HR Compliance Officer is responsible for the HR Payroll Processing, Employee Benefits, Payroll administration and HR Compliance in accordance...Show more

 • Promoted

Officer, Senior, Protection Cape Town

Standard Bank GroupCape Town, ZA

To ensure physical security risks to the SBSA buildings are mitigated timeously and the prescribed security protocols are always adhered to.To supervise the outsourced company and ensure the Standa...Show more

 • Promoted

Compliance Specialist (Level 9), Biodiversity Conservation – Cape Town Office

CapeNatureCape Town, ZA

Direct and enable the development and integration of knowledge, planning and monitoring systems to advance the practice of biodiversity conservation and integrated catchment management.To contribut...Show more

 • Promoted

Regulatory Compliance Specialist – Section 65 Scheme Oversight

PrescientCape Town, ZA

The Regulatory Compliance Specialist is responsible for the oversight, governance, and ongoing regulatory compliance of foreign collective investment schemes registered for sale in South Africa und...Show more

 • Promoted

Banking and Investment Support Officer

Stonehage FlemingCape Town, ZA

The individual will form part of the Banking and Investment Support team and to ensure a high quality and consistent client service.The individual will assist in the execution of instructions and v...Show more

 • Promoted

Chief Operating Officer (Lumkani)

Hollard InsuranceCape Town, ZA

As COO, you will own the “how” of Lumkani.You will translate strategy into reality by building robust, repeatable, and scalable operational systems across Finance Operations, Human Capital, and Cli...Show more

 • Promoted

Risk & Compliance Administrator – Fund Services

JTC GroupCape Town, ZA

Reporting into the Manager within the Governance, Control and Change pillar of the Institutional Client Services Fund Operations team, the Administrator will support our ICS fund operations governa...Show more

 • Promoted

Compliance Officer

PSG Konsult LtdCape Town, ZA

The PSG Asset Management Compliance officer reports directly to the PSG Asset Management Head of Legal and Compliance.The role is responsible for the compliance activities across the division and t...Show more

 • Promoted

Senior Health and Safety Officer

Bilnor Staffing SolutionsCape Town, ZA

The successful candidate will assist management in implementing and controlling the Safety Management Programme within the company and facilitate compliance with applicable legislation regarding th...Show more

 • Promoted

Director: Compliance

Department of Forestry, Fisheries and the EnvironmentCape Town, ZA

Undergraduate Degree (NQF 7) in Environmental Law/ Legal/ Law or relevant qualification recognized by SAQA.A minimum of five (5) years’ experience in relevant field at Middle/Senior Managerial leve...Show more

 • Promoted

Regulatory & Compliance Operations Head

Old MutualCape Town, ZA

The Regulatory & Compliance Head is responsible for coordinating, driving, and ensuring full operational implementation of regulatory and compliance requirements across the Corporate business value...Show more

 • Promoted

Loss Prevention Officer – Protea Hotel Fire & Ice! by Marriott Cape Town

Marriott InternationalCape Town, ZA

Patrol all areas of the property; assist guests with room access.Monitor Closed Circuit Televisions, perimeter alarm system, duress alarms, and fire life safety system.Lock property entrances when ...Show more