Dc - Risk And Compliance Support Administrator- 1Dp Sandton

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DC - Risk and Compliance Support Administrator- 1DP Sandton

Business Unit : DCM Distribution

Function : Call Center / Contact Center

Date : 31 Oct

Compliance :

Maintaining the FAIS Rep Register

Providing support to the DCDS business based on the Group Compliance requirements

Assist representatives with the CMS applications

Communicating to business and provide feedback

Attending to general queries and provide feedback to business

Capturing and on-boarding of representatives on system

Requesting to open commission code for Reps according to registrations at FSCA

Checking and processing Supervision Signoffs

Analysis of all fit and proper requirements on representatives

All maintenance requirements on representatives

Conduct investigations related to representatives,

Operational Risk :

Add, follow up and update and Maintenance of Risk Incidents

Follow up on KRI's

Update and Maintenance of BarnOwl

Add and update BarnOwl with Risk Movement Information

Add and update BarnOwl with New Risk Information

Extracting Risk Register for GRM and Audit

BarnOwl Quality Review

Risk Catch-Up Sessions Notes and Actions Documented and Reporting

• Strong listening and communication skills;
• Work independently and as part of a team when required;

Support management in achievement of team objectives as well as Group Compliance's objectives

Knowledge and Understanding of Business Procedures, Rules, Processes and Controls.

Qualification & Experience

Recognised Qualification

1- 3 years of similar tasks / similar environment Understanding of the Discovery business

Expectations within working in a team

Understanding of the Discovery business

Working with administrative tasks across numerous stakeholders and concurrent activities

EMPLOYMENT EQUITY

The Company's approved Employment Equity Plan and Targets will be considered as part of the recruitment process.

As an Equal Opportunities employer, we actively encourage and welcome people with various disabilities to apply.

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