Senior Manager : Compliance Advisory Enterprise Corporate Functions (Ecf)

Responsibilities

• Provides input into the development of compliance procedures and policies for the Bank insofar as it relates to the specified portfolio.
• Produces compliance guidelines and provides input into training initiatives to support the specified portfolio.
• Excellent report writing and consolidation skills in respect of key internal to Bank committees and key Board committees.
• Assists in the development of key compliance policies and standard operating procedures that align to the operational aspects of the specified portfolio.
• Ensures that these policies and procedures are approved by the relevant Board committees where applicable.
• Ensures compliance with industry regulatory standards.
• Implements core compliance principles, frameworks, processes, systems and platforms.
• Implements the compliance risk management framework, reviews the regulatory universe to identify key legislation impacting the Bank and facilitates the implementation of the compliance risk management plans and control gap analysis.
• Has the ability to advise on the establishment of effective compliance frameworks, structures and core processes.
• Assists with Regulator and audit reviews insofar as it relates to the specified portfolio and oversees compliance actions.
• Assists with regulatory change and commentary processes in the Bank, as it relates to the specified portfolio.
• Compiles and assists with compliance reports for management and relevant Bank committees.
• Draft, update, and enforce the required compliance policies, standards, and guidelines.
• Ensure alignment with corporate governance requirements (e.g. King V principles).

Qualifications

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