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Junior Adjudicator

Junior Adjudicator

FAIS Ombud SAPretoria, ZA
21 days ago
Job description

Job title : Junior Adjudicator

Job Location : Gauteng, Pretoria

Deadline : November 15, 2025

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Job Purpose

  • To drive the resolution of complaints received by the FAIS Ombud within a target driven environment on complaints received by the public against financial service providers and to move same towards a resolution in a procedurally fair, informal, economical, and expeditious manner.
  • Key Performance Areas :

  • Analyse complaints with various levels of complexity, draw correct legal conclusions, and establish a clear and focused direction in the resolution of complaints.
  • Consider the facts and arguments presented by all parties to the dispute, contractual provisions, relevant law, equity, and fairness.
  • Provide high-quality written recommendations with reasons for the complaint outcomes.
  • Submit draft recommendations to the Senior Adjudicator within set timelines to resolve complaints.
  • Liaise directly with various internal and external stakeholders in the pursuit of resolving complaints.
  • Research various areas of the law applicable to the FAIS Ombud and provide sound legal options.
  • Attending internal and external meetings, preparing presentations, and interacting with the media on behalf of the FAIS Ombud.
  • Manage caseload in an efficient and timely manner with a clear customer focus on achieving fair outcomes.
  • Various other official duties as may be determined from time to time by the FAIS Ombud.
  • Other Key Competencies :

  • Understanding and appreciation of the legal environment in which the FAIS Ombud’s Office operates.
  • Committed to achieving predetermined performance objectives and working within a high-performance team.
  • Ability to mediate / conciliate complaints received from consumers of financial services.
  • Appreciation for public service and alternative dispute resolution.
  • Demonstrate an aptitude for customer service and conflict management.
  • Ability to conduct legal research.
  • Ability to operate a personal computer and proficient in the use of the MS Office suite of products.
  • Job Requirements

  • Matric certificate.
  • The minimum qualification should be an LLB or BCom Degree or a relevant NQF Level 7 FSCA-approved degree.
  • A Post Graduate Diploma in Financial Planning will be an added advantage.
  • A minimum of 2 years of financial services experience in complaints management.
  • An understanding and appreciation of the legal environment in which the FAIS Ombud’s Office operates and an understanding of the FAIS Act, 37 of 2002, and the subordinate legislation.
  • Technical and practical knowledge of financial advisory, FAIS regulatory compliance, the pension funds industry, insurance, and market conduct / TCF regulation.
  • An understanding of financial services legislation - FAIS Act, FSR Act, PFA, LTIA, TCF, PPR, ITA, Insurance Act.
  • Background in Short and Long-Term Insurance, Financial Planning, and Dispute Resolution.
  • Market Conduct, FAIS Regulatory Compliance, Pension Funds.
  • Fluent in speaking and writing in English and one of the other official languages.
  • Sound writing skills with the ability to express complex concepts.
  • Knowledge of the Microsoft CRM Programme (or similar) will be an advantage.
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