Senior Compliance Manager

Job Description

Role Title : Senior Manager Compliance & Risk Assurance

Client Summary :

Our client is a leading professional services firm dedicated to fostering a resilient and successful business environment. They pride themselves on delivering exceptional client service through robust processes and trusted advisory. With a commitment to embedding a strong ethical culture they empower their teams to play a vital role in protecting the firm against risk going beyond mere compliance to build a truly secure and thriving organization.

Job Description :

Are you a seasoned leader with a passion for building robust compliance frameworks and driving ethical excellence This is a unique opportunity to join a dynamic Compliance Team and play a pivotal role in shaping a resilient and successful business. You will be instrumental in designing implementing and monitoring critical processes that ensure integrity and safeguard the firm. This role offers a chance to be a trusted advisor influencing strategy through expert guidance and impactful training programs. Youll lead initiatives that enhance operational efficiency mitigate risk and foster a culture where everyone understands their role in protecting the organization. If youre looking to make a significant impact mentor a talented team and contribute to a firm that values its people and its principles this is the role for you.

Responsibilities :

• Lead the design and implementation of innovative policies processes and systems for client and engagement acceptance ensuring adherence to critical ethical requirements.
• Provide expert advice training and support to partners directors and professionals on client acceptance ethics independence and conflict of interest matters.
• Oversee the operational management and reporting of the client and engagement acceptance process including reputational checks risk assessments and escalations.
• Manage and mentor a team of Compliance Practitioners fostering their development and ensuring effective execution of processes.
• Collaborate closely with independence and conflicts specialists to ensure comprehensive clearances are obtained.
• Proactively identify risks related to quality objectives assess current controls and design enhanced mitigation strategies.
• Conduct thorough reviews to monitor compliance with policies and procedures providing valuable insights into associated risks.
• Engage with business stakeholders to ensure proactive effective and efficient client acceptance and re-acceptance processes.
• Act as a key liaison with digital solutions teams to drive the automation of compliance processes.
• Prepare comprehensive reports for Governance Bodies and Committees presenting key findings and recommendations.
• Continuously identify and champion improvements to existing processes fostering a culture of innovation.
• Effectively manage stakeholders and build strong collaborative relationships across the firm.

Requirements : Must-Haves :

Nice-to-Haves :

Required Experience :

Manager

Key Skills

Compliance Management,Risk Management,Financial Services,PCI,Banking,Cost Accounting Standards,Quality Systems,Research Experience,NIST Standards,Securities Law,SOX,ISO 27000

Employment Type : Full-Time

Experience : years

Vacancy : 1