Senior Compliance Officer

Overview

Hire Resolve is currently seeking a Senior Compliance Officer to join our client’s team. In this role, you will be responsible for effectively delivering a quality compliance and risk management service to our clients at a regional level and adherence to the compliance requirements as dictated by the FSCA. This is a great opportunity for an experienced compliance professional to take on a leadership role and make a significant impact within a dynamic organization.

Responsibilities

• Outsourced compliance function delivered to financial services clients and other FICA-accountable
  institutions.
• Fulfil compliance function required in terms of FAIS, FICA, and other applicable legislation and business
  requirements.
• Establish a culture of compliance and provide a compliance risk framework to clients.
• Assist clients to achieve the TCF outcomes.
• Perform all functions to the standard and deadlines set by Regional Manager.
• Provide clients with high quality, personalised and substantive reports.
• Include clients in compliance processes and provide post monitoring feedback.
• Maintain records as required by the business.
• Display behaviour and attitudes that positively contributes to the well-being and development of the
  regional team, the company, and its clients.
• Sourcing and signing up of new clients.

Requirements

• A Legal/Accounting/Financial degree or
• A FSCA (FSB) recognised qualification.
• Registered as a FSCA approved Compliance Officer, Category I (Category II if possible).
• Minimum 5 years’ experience in compliance or risk management within the financial services industry

Contact Hire Resolve for your next career-changing move today

• Our client is offering a highly competitive salary for this role based on experience.

Full Time

Company Social