Compliance Officer

Our Client is looking for an experienced Compliance officer to join their team

KeyResponsibilities :

MakenecessaryupdatestoKYCprocessestomeetregulatorydeadlines.

Overseestaffcomplianceespeciallyforsupervisedrepresentatives.

ConductquarterlyreviewsmanageFitandProperdeclarationsandtrack trainingandcertifications.

Managerecordsofsuspicioustransactions.

Maintainkeypoliciesandorganizetrainingforcomplianceandsecurity.

Planandconducttrainingsessionsoncomplianceupdates.

Overseetransactionmonitoringinvestigatesuspiciousactivitiesand escalateasneeded.

Reportanyviolationsofcomplianceorregulatorystandards.

Prepareforregulatoryauditsandmanagereports.

Maintainauthorizedsignatorylistsandsupportregulatoryreviews.

ManageprocessesrelatedtoFAISlicensingincludingrepresentativechanges.

EnsureFAISdisclosuresandwebsiteinformationareaccurate.

UpdatetheRMCPtoreflectchangesinbusinessprocessesandregulations.

Overseeonboardingwithbankingpartnersensuringallcompliancestepsare followed.

Developinternaltrainingmaterialsforcompliance.

RequiredSkillsandQualifications

Matric.

AbachelorsdegreeinlawFinanceBusinessAdministrationorarelatedfield would be advantageous.

Minimum3yearsofexperienceincomplianceriskorlegalrolewithin financialservices

Proventrackrecordofsuccessfullymanagingcomplianceprogramsandmitigatingrisks.

Experienceconductingauditsandpreparingcompliancereportsforregulatory bodies.

Excellentanalyticalproblem-solvinganddecision-makingskills.

Strongcommunicationandinterpersonalskillswiththeabilitytoengageand influence stakeholders at all levels.

Requirements

PreferredQualifications

CertifiedComplianceProfessional(CCP)CertifiedRegulatoryCompliance Manger (CRCM) or equivalent certifications.

Previousconsultingexperiencewithdemonstratedabilitytomanagemultiple projects.

Experienceworkinginahighlyregulatedindustry.

Knowledgeofdataprivacylawsandinformationsecuritycompliance.

Required Experience :

Unclear Seniority

Key Skills

Compliance Management,Risk Management,Financial Services,PCI,Banking,Cost Accounting Standards,Quality Systems,Research Experience,NIST Standards,Securities Law,SOX,ISO 27000

Employment Type : Full Time

Experience : years

Vacancy : 1