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FICA Compliance Officer

FICA Compliance Officer

Dante PersonnelSouthern Suburbs, South Africa
25 days ago
Job description

Key Responsibilities

  • Develop, implement, and maintain the firms FICA compliance policies and procedures .
  • Conduct and oversee client due diligence (KYC) processes, ensuring all client information and documentation are correctly verified and maintained.
  • Perform risk assessments on clients and transactions to identify potential money-laundering risks.
  • Monitor, investigate, and report suspicious or unusual transactions to the Financial Intelligence Centre (FIC).
  • Conduct internal audits and compliance checks to ensure adherence to FICA and internal procedures.
  • Train and guide staff on FICA obligations, red flags, and reporting responsibilities.
  • Serve as the firms Compliance Officer and liaison with the FIC and other relevant regulatory authorities.
  • Maintain comprehensive records and registers in line with statutory retention requirements.
  • Keep abreast of any legislative or regulatory changes impacting FICA or AML compliance and ensure timely implementation.

Minimum Requirements

  • LLB Degree
  • Minimum 25 years experience in compliance, legal practice, or risk management (preferably within a law firm or financial institution).
  • In-depth knowledge of the Financial Intelligence Centre Act (FICA) , POCA , and related AML regulations .
  • Excellent communication, analytical, and report-writing skills.
  • High attention to detail, integrity, and discretion when handling confidential information.
  • Ability to train and support staff on compliance matters.
  • Preferred Skills

  • Prior experience as a Compliance Officer or in Regulatory Risk Management .
  • Working knowledge of LexisFICA , DocFox , or similar compliance platforms.
  • Familiarity with legal practice management systems.
  • Consultant : Mekayla Swart - Dante Personnel Cape Town

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