FICA Compliance Officer
Dante PersonnelSouthern Suburbs, South Africa25 days ago
Job descriptionLLB Degree Minimum 25 years experience in compliance, legal practice, or risk management (preferably within a law firm or financial institution). In-depth knowledge of the Financial Intelligence Centre Act (FICA) , POCA , and related AML regulations . Excellent communication, analytical, and report-writing skills. High attention to detail, integrity, and discretion when handling confidential information. Ability to train and support staff on compliance matters. Prior experience as a Compliance Officer or in Regulatory Risk Management . Working knowledge of LexisFICA , DocFox , or similar compliance platforms. Familiarity with legal practice management systems.
Key Responsibilities
- Develop, implement, and maintain the firms FICA compliance policies and procedures .
- Conduct and oversee client due diligence (KYC) processes, ensuring all client information and documentation are correctly verified and maintained.
- Perform risk assessments on clients and transactions to identify potential money-laundering risks.
- Monitor, investigate, and report suspicious or unusual transactions to the Financial Intelligence Centre (FIC).
- Conduct internal audits and compliance checks to ensure adherence to FICA and internal procedures.
- Train and guide staff on FICA obligations, red flags, and reporting responsibilities.
- Serve as the firms Compliance Officer and liaison with the FIC and other relevant regulatory authorities.
- Maintain comprehensive records and registers in line with statutory retention requirements.
- Keep abreast of any legislative or regulatory changes impacting FICA or AML compliance and ensure timely implementation.
Minimum Requirements
Preferred Skills
Consultant : Mekayla Swart - Dante Personnel Cape Town
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Compliance Officer • Southern Suburbs, South Africa