Junior Internal Compliance Officer

A position for Junior Internal Compliance Officer exists at the Umsuka WeMali Finance reporting to the Group Financial Compliance Officer will play a key role in assisting with the development implementation and execution of the risk and Compliance management and compliance strategy. Through effective collaboration with the Umsuka Wemali team.

The overall purpose of this position is to ensure compliance with the relevant legislation. The incumbent must have experience in the credit lending section of the financial services industry.

Qualifications experience and other competencies required :

• Degree
• Matric
• Compliance Management certification
• Member of the Compliance institute of South Africa or any other regulatory bodies

Education & Experience Degree preferably in law

3 to 6 years experience within the compliance industry.

In depth understanding of compliance framework

Regulatory Expertise In-depth grasp of South African legislation and Swaziland legislation FSRA NCR FAIS FICA and hands-on KYC / AML onboarding periodic reviews and escalations as well as Ombud assistance

Training & Reporting Proven ability to craft compliance training and produce high-quality regulatory reports (e.g. to the FIC NCR and FSCA) -strong risk-management track record.

Technical Skillset Skilled in designing Compliance controls and internal rules to align with business operations.

Personal Attributes Integrity discretion ownership mindset and clear communication with relevant stakeholders.

Excellent admin and interpersonal skills.

Key areas of responsibility : (Not totally inclusive)

Core Competencies :

We reserve the right not to make an appointment to any advertised position. Whilst preference is given to existing employees at all times and the choice made is purely on merit Historically Disadvantaged Candidates and Black Female Candidates are encouraged and supported in the FSG team. Whilst black female candidates will be given priority as per our transformation policy subject to the above criteria.

Fidelity Services Group (Pty) Ltd supports global fair practice and business ethics on continuous development of our human capital as the key resource to our success in the markets in which we participate.

Should you not be contacted regarding this position within 10 working days from the closing date please regard your application as unsuccessful.

Required Experience :

Junior IC

Key Skills

Hyperion,Microsoft Access,COSO,Pivot tables,Accounting,Data Mining,SOX,Peoplesoft,Copywriting,Financial Report Interpretation,Internal Audits,Financial Management

Employment Type : Full-Time

Experience : years

Vacancy : 1