This job offer is not available in your country.
Compliance Officer
Hire ResolveJohannesburg, ZA21 days ago
Job descriptionA well-established Financial Services Provider is currently recruiting for a Category I Compliance Officer position. Reporting to the Head of Compliance : Distribution, this role carries responsibility for ensuring the implementation of relevant legislation and regulations, while driving quality assurance and overall compliance adherence within the business. Compile compliance and statistical reports to the business, clients, and regulators Ensure implementation and maintenance of the compliance risk management and monitoring plan Monitor primary legislation impacting the business Analyse, interpret, and implement new legislation Review all marketing material in accordance with Board Notice 92 Address compliance queries from the business Manage compliance projects from start to finish Ensure the application of Treating Customers Fairly (TCF) outcomes Maintain FAIS compliance procedures and manuals Maintain the key individual / representative register Monitor and report on all FAIS matters to the business and the regulator Relevant qualification such as BCom Law or LLB Must be a registered FSCA Compliance Officer (CAT I), preferably CAT II RE 1 Certificate 3–4 years’ compliance experience in the financial services industry Knowledge of FICA, FAIS, and other relevant legislation, regulations, and rules Strong corporate compliance knowledge and skills Own transport and valid driver’s licence (travel to adviser offices required) Computer literacy in MS Office Law / Legal jobs
Job title : Compliance Officer
Job Location : Gauteng, Johannesburg
Deadline : October 08, 2025
Quick Recommended Links
- Jobs by Location
- Job by industries
Job Description
Responsibilities
Requirements
Create a job alert for this search
Compliance Officer • Johannesburg, ZA
Related jobs
)
- Promoted
QC Compliance Officer
Greys PersonnelEast Rand / Bedford View / Germiston / Isando, South Africa If no work experience- BSC Honours.If no honours qualification - 2 Years QA / QC Administrational job in the Pharmaceutical industry.
Document Controller 2 Years experience or Administration or Secre...Show moreLast updated: 6 days ago
- Promoted
Risk Compliance Officer (Centurion)
AFGRI EquipmentCenturion, ZA Job title : Risk Compliance Officer (Centurion).Job Location : Gauteng, Centurion.The Risk Compliance Officer will ensure that all grain handling sites operate in compliance with internal policies,...Show moreLast updated: 11 days ago
- Promoted
Tax Compliance Officer
BGA RecruitmentJohannesburg, Gauteng, South Africa Preparation and compilation of SARS Tax Clearance documents.Assistance with verifying Tax Compliance of clients.Relationship management with external Tax Practitioner on SARS Tax Clearance submissi...Show moreLast updated: 30+ days ago
- Promoted
Compliance Specialist
FNB South AfricaRandburg, Gauteng, South Africa The Compliance Specialist will be dedicated to overseeing the Business Conduct and Ethics Programme for the Segment.Ensure there is implementation of the Group’s compliance frameworks and programme...Show moreLast updated: 16 days ago
- Promoted
Compliance Officer
CA Financial AppointmentsMidrand, South Africa Ready to make your mark in a leading financial services environment? We're looking for a confident and registered Compliance Officer to join a well-established team driving compliance excellence ac...Show moreLast updated: 21 days ago
- Promoted
Specialist : Compliance - Relationship Sanctions
Absa Group LimitedJohannesburg, ZA Job title : Specialist : Compliance - Relationship Sanctions.Job Location : Gauteng, Johannesburg.To provide specialist advice and support in area of specialisation enabling the provision of sound c...Show moreLast updated: 30+ days ago
- Promoted
Specialist Risk and Compliance (TPRM)
MultiChoiceRandburg, ZA Job title : Specialist Risk and Compliance (TPRM).Job Location : Gauteng, Randburg.Onboarding and Initial Risk Assessment.
Facilitate the end-to-end Inherent Risk Questionnaire (IRQ) process.Coordin...Show moreLast updated: 2 days ago
- Promoted
Senior Advisor Compliance
Eskom CommunicationsJohannesburg, ZA Job title : Senior Advisor Compliance.Job Location : Gauteng, Johannesburg.To perform a high-level compliance function to ensure compliance to Policies and Procedures, Acts, Regulations and Regulat...Show moreLast updated: 7 days ago
- Promoted
Junior Compliance Officer
Network RecruitmentJohannesburg, South Africa This is more than just a role : Its a chance to be part of a company that values ethical leadership, regulatory excellence, and the kind of detail-oriented thinking that keeps the financial world tu...Show moreLast updated: 30+ days ago
- Promoted
Compliance, Risk and Internal Audit Officer
Hire ResolveCenturion, ZA Job title : Compliance, Risk and Internal Audit Officer.Job Location : Gauteng, Centurion.We are seeking a detail-oriented and proactive Compliance, Risk & Internal Audit Officer to oversee and imp...Show moreLast updated: 30+ days ago
- Promoted
Chief Compliance Officer
Tiger RecruitmentJohannesburg, South Africa My well-established freight forwarder is seeking a suitable CCO to join their dynamic organization.You will be responsible for handling the audit / compliance operations, as well as the WCA.Suited ...Show moreLast updated: 24 days ago
- Promoted
PROCUREMENT OFFICER
Pronto Labour TeamJohannesburg, South Africa FMCG, Manufacturing and / or Engineering Purchasing experience.Developing procurement strategies.Identifying cost saving opportunities.
Managing supplier relationships.Negotiating contracts and prices...Show moreLast updated: 30+ days ago
- Promoted
Junior Compliance Officer
Rory Mackie & AssociatesJohannesburg, South Africa Our client, a well-established hedge fund manager, are seeking a Compliance Officer to join their team.They believe that employing exceptional talent is critical to their long-term success.Their te...Show moreLast updated: 30+ days ago
- Promoted
Compliance Officer
Liham Consulting Pty (Ltd)Johannesburg, South Africa Ensuring that all business licenses are obtained .Developing compliance assessment programs.Ensuring all operational employees are licensed.
Ensuring strict compliance with all the Financial Intelli...Show moreLast updated: 30+ days ago
- Promoted
QC Compliance Officer (BSC)
Dante PersonnelGermiston, South Africa The ideal candidate will have a.BSc Honours in Microbiology (or at least a BSc Honours).Where possible, a student who is ready to start working is ideal, rather than someone already in the work pla...Show moreLast updated: 7 days ago
- Promoted
Risk and Compliance Officer
Affinity HealthJohannesburg, South Africa Assist the GRC Department in the development and maintenance of all Governance , Risk and Compliance Frameworks and Systems for the organisation, this will include forensics, internal audit and hea...Show moreLast updated: 30+ days ago
- Promoted
Compliance Manager
FirstRand Bank LimitedJohannesburg, Gauteng, South Africa To ensure the implementation of the Group’s compliance frameworks and programmes in consultation with the business, ensuring conformance and adherence to regulations, and delivering through a team ...Show moreLast updated: 30+ days ago
- Promoted
Compliance Officer Insurance Industry CAT2
Staff ConceptsMidrand, South Africa Implement the compliance strategy aligned to the compliance monitoring plan to assist business in honoring their responsibility to comply with applicable regulatory requirements through directing t...Show moreLast updated: 30+ days ago