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Compliance Officer

Compliance Officer

CA Financial AppointmentsMidrand, South Africa
30+ days ago
Job description

Ready to make your mark in a leading financial services environment? We're looking for a confident and registered Compliance Officer to join a well-established team driving compliance excellence across South Africa.

This role offers a mix of head-office responsibility and regional impact ideal for someone who enjoys variety, independence, and the chance to make real contributions across branches in Kimberley, PE, Bloem, and beyond.

About the role :

As a Compliance Officer, you'll ensure key regulatory frameworks (FAIS, FICA, and more) are implemented, maintained, and monitored across the business. You'll manage compliance projects end-to-end and advise on risk while keeping stakeholders and the regulator aligned through clear reporting and expert guidance

What you'll be doing :

  • Maintain and implement the Compliance Risk Management and Monitoring Plan
  • Compile compliance reports for internal teams, clients, and regulators
  • Interpret and apply new legislation across the business
  • Review marketing materials per Board Notice 92 standards
  • Manage FAIS compliance processes and key individual / rep registers
  • Support and advise on TCF (Treating Customers Fairly) outcomes

What we're looking for :

  • BCom Law or LLB qualification (essential)
  • RE 1 certification
  • FSCA-registered CAT 1 Compliance Officer (CAT 2 preferred)
  • 3-4 years' experience in financial services compliance
  • Solid understanding of FAIS, FICA, and related legislation
  • Own vehicle and valid driver's license, must be willing to travel across the country (fully compensated)
  • What's in it for you?

  • Competitive salary
  • Opportunity to work across multiple branches , variety and visibility
  • Supportive compliance team with room to grow
  • Travel costs covered for regional visits
  • Let's connect!

    If you're ready to bring your UK VAT expertise to a fast-paced, global setting apply now.If you don't hear back from us within 2 weeks of applying, please consider your application unsuccessful. But stay in touch follow us online and keep an eye out for future opportunities.

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    Compliance Officer • Midrand, South Africa

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