Senior Regulatory Compliance Specialist

Senior Regulatory Compliance Specialist (Contract)

Remote

Morae Global Corporation seeks to find the best and the brightest people – those who understand what it takes to deliver top-quality solutions for our clients.

The Senior Regulatory Compliance Specialist – Legal and Compliance plays a critical role in upholding the organization’s commitment to integrity, accountability, and regulatory excellence. This position is responsible for managing and resolving inquiries, complaints, and investigations related to compliance and legal matters, including market conduct examinations.

The Senior Specialist will collaborate closely with internal stakeholders to ensure timely and thorough resolution of issues while identifying trends, recommending process improvements, and enhancing policies and procedures. The role requires strong analytical abilities, sound judgment, and exceptional communication skills to foster a culture of transparency and ethical conduct across the organization.

Key Responsibilities

Inquiry & Complaint Management

• Receive, document, and evaluate incoming inquiries and complaints related to legal and compliance matters.
• Ensure timely, accurate, and compliant responses in accordance with internal protocols and regulatory requirements.
• Maintain detailed and organized records for tracking, reporting, and audit purposes.

Investigation & Resolution

Compliance Monitoring & Reporting

Cross-Functional Collaboration

Qualifications

Education :

Experience :

Skills & Competencies :

Other Requirements :

Contract Details

About Morae Global

Morae Global is a dynamic, high-growth organization that provides an integrated suite of solutions to corporate law departments and law firms, and partners with leading software and services providers, both within and outside the legal industry. We are a young company but are made up of seasoned professionals in the legal industry, with a focus on building productive long-term relationships with employees and clients in an environment where collaboration is encouraged, knowledge is shared freely, and diversity of thought, cultures, communities, and points of view is embraced. Our team has the vision to create an effective solution for any business problem and the experience to execute that vision. Our privacy policy can be found here

#J-18808-Ljbffr