Compliance Monitoring Officer

SUMMARY:
Opportunity to work as a member of the Compliance Team for an international concern, in protecting the company by ensuring Policies, Procedures and Controls are in line with all relevant regulations and laws.

POSITION INFO:

You will conduct sampling to ensure the Company adheres to its Policies, Procedures & Controls with the use of the Compliance Monitoring Program & Periodic reviews.

Key Duties and Responsibilities:

• Ensuring that client’s due diligence is collected to the appropriate standard in line with our internal policies and procedures.
• Conduct Periodic Reviews, record any deficiencies and generate action points for remediation.
• Conduct client screening using our screening system and open-source searches.
• Monitor and analyse the results of the automated ongoing screening system and conducting research on relevant parties where potential adverse matches are identified.
• Conduct compliance monitoring in accordance with the compliance monitoring programme, to ensure compliance with all regulatory requirements and AML/CFT/CPF, record deficiencies and generate remediating action points.
• Assist in the development, implementation and continuous improvement of internal policies and procedures to ensure operational efficiency and compliance.
• Assist in the development and delivery of training materials for staff members on compliance topics.
• Assist in providing day to day support/guidance to the staff as required in respect of compliance and AML/CFT/CPF matters.
• Participate in training sessions to increase your knowledge and understanding of the regulatory environment.
• Complete any other duties as and when required to drive business success.
• Assisting with the project management of new initiatives.
• Adopt and reflect company values.

Qualifications Ideally holds International Compliance Association (ICA) Certificate and/or Diploma in Compliance or related field, or Association of Certified Anto-Money Laundering Specialists (ACAMS).

Competencies

• Experience of working in a compliance environment.
• An ability to articulate complex issues in a clear and concise manner.
• An aptitude for problem solving.
• A methodical approach to tasks with a strong focus on attention to detail.
• Experience in collating and summarising data.
• Excellent organisational skills; prioritising, achieving deadlines.
• Consistently work at the standard required by the team and business.

What the company offers

• A growing organisation where you can develop your career long-term
• A positive, inclusive culture when teamwork and collaboration are valued
• Opportunities to contribute ideas and drive improvements in how the company deliver for their clients
• Regular social and sporting events to keep things fun and connected

A willing and flexible attitude to working hours to support team and business needs, as required.