Senior Compliance Manager/Officer

A premium Financial Services Company in Westlake in the Southern Suburbs of Cape Town is looking for a Compliance Manager to join their team.
R1,000,000 PA based on experience

Minimum requirements:

• 5–8 years’ relevant regulatory compliance experience within financial services, asset management, fund services, investment management or a closely related environment.
• FAIS registered Compliance Officer for a Category I FSP — essential.
• Strong practical experience with FAIS compliance, monitoring and regulatory reporting.
• Experience with FICA / AML compliance, ideally including MLRO responsibilities and FIC reporting.
• Exposure to Section 13B of the Pension Funds Act, including S13B regulatory/licensing submissions — highly relevant.
• Experience liaising with the FSCA and managing regulatory submissions/licensing requirements.
• RE1 and RE5 — beneficial.
• Degree or relevant post-graduate qualification — essential.
• Strong understanding of regulatory monitoring, compliance risk management and regulatory change.
• Proven ability to operate independently, manage multiple regulatory requirements and drive compliance projects through to completion.
• Strong written and verbal communication skills, with the ability to engage confidently with senior management and regulatory stakeholders.
• High level of integrity, reliability and attention to detail.

Consultant: Kadee van der Schyff - Dante Personnel Pretoria Silver Lakes
Apply via our website www.dantesa.co.za

Or apply via the following link:
https://webapp.placementpartner.com/wi/vacancy/?id=dante&VacRef=PTA026370&preview=e576190722ce6b7cbdd5780814a8bb30

If you do not hear from us within 5 days, please accept that your application was unsuccessful