Compliance Officer - Regulatory Affairs

About the Role

Our client, a prominent financial services group, is seeking a meticulous and knowledgeable Compliance Officer to join their operations in Richards Bay, KwaZulu-Natal. This role is critical for ensuring adherence to all relevant laws, regulations, and internal policies within the highly regulated Banking & Finance sector. You will be responsible for developing, implementing, and monitoring compliance programs to mitigate risks and uphold the integrity of the organization. The position requires a deep understanding of financial regulations, strong analytical skills, and the ability to collaborate effectively across departments. Working in a hybrid capacity, you will balance essential in-office collaboration with the efficiency of remote work, contributing to a compliant and ethical business environment in Richards Bay. This is an excellent opportunity to shape compliance strategies within a reputable firm in KwaZulu-Natal.

Key Responsibilities

• Develop, implement, and manage the company's compliance program.
• Conduct regular compliance audits and risk assessments to identify potential areas of non-compliance.
• Investigate potential compliance breaches and recommend corrective actions.
• Stay updated on all applicable laws, regulations, and industry best practices related to financial services.
• Provide guidance and training to staff on compliance policies and procedures.
• Prepare and submit regulatory reports as required by governing bodies.
• Liaise with regulatory authorities and external auditors.
• Develop and maintain internal control systems to prevent and detect compliance issues.
• Advise senior management on compliance risks and strategies.

Requirements

• Bachelor's degree in Law, Finance, Accounting, or a related field.
• Minimum of 4 years of experience in a compliance or regulatory role within the financial services industry.
• Thorough knowledge of relevant South African financial regulations (e.g., FAIS Act, FICA, POPIA).
• Proven experience in developing and implementing compliance programs.
• Strong analytical and problem-solving skills with keen attention to detail.
• Excellent communication, presentation, and interpersonal skills.
• Ability to interpret complex legal and regulatory documents.
• Proficiency in relevant compliance software and MS Office Suite.
• High level of integrity and professional ethics.

Benefits

• Our client offers a competitive salary commensurate with experience and a comprehensive benefits package, including medical aid and a retirement fund.
• This hybrid role allows for a flexible work arrangement.
• You will have opportunities for professional development and career growth within a stable and respected organization in Richards Bay.
• The role offers direct exposure to critical regulatory matters within the Banking & Finance sector, contributing to the ongoing success and integrity of our client's operations in KwaZulu-Natal.

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