Compliance Officer (Senior)

Keeping investments compliant is no small feat; think of yourself as the guardian of trust in asset management.

Our client a leading player in the investments and asset management industry is seeking a highly skilled Senior Compliance Officer to strengthen their governance and regulatory function. This role is central to ensuring that the business meets all compliance obligations while enabling sustainable growth in a fast-moving client-focused environment.

Key Responsibilities :

• Overseeing compliance frameworks specific to investments and asset management
• Monitoring adherence to FIC FAIS AML POPIA and other regulatory requirements
• Providing compliance guidance to Portfolio Managers investment teams and leadership
• Managing compliance monitoring programmes reporting and regulatory submissions
• Driving training and awareness initiatives across the business
• Identifying and addressing compliance risks while supporting best-practice governance

Job Experience and Skills Required :

This is an excellent opportunity for a compliance professional with investment industry expertise to step into a senior role with influence and visibility helping shape compliance strategies that support both regulatory integrity and business performance.

Apply now!

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For more information contact :

Khanyisile Malongete

Senior Recruitment Consultant

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Unclear Seniority

Key Skills

Compliance Management,Risk Management,Financial Services,PCI,Banking,Cost Accounting Standards,Quality Systems,Research Experience,NIST Standards,Securities Law,SOX,ISO 27000

Employment Type : Full-Time

Experience : years

Vacancy : 1