Junior Compliance Officer | Cape Town

Our client is seeking a dynamic individual to join their Compliance Unit in the role of Junior Compliance Officer. The successful candidate will be responsible for ensuring adherence to regulatory requirements, best practice guidelines, and internal policies.

Key Responsibilities :

• Support the Compliance Officer in fostering a culture of compliance.
• Ensure compliance with relevant laws and regulations, particularly FAIS, PPR, POPIA, FICA, and the Insurance Act.
• Conduct Compliance Monitoring and report on findings.
• Assist in presenting compliance reports to management.
• Maintain the Noncompliance Register and support with ad hoc compliance initiatives.
• Aid in regulatory reviews, inspections, and awareness training.
• Review and develop policies to reflect current legislative requirements.
• Implement and monitor an internal compliance framework.
• Maintain oversight over Binder holders, JR’s, outsourced partners, and intermediaries.
• Interact with regulators on compliance matters and stay informed about legislative changes.

Requirements :

Competencies :

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