Compliance Officer 30 000 pm

Compliance Officer Position

A highly regarded, well-established Trust and Investment Management company based in Cape Town has created a Compliance Officer position to implement compliance and risk policies and procedures within the organisation.

Duties & Responsibilities

• Compliance reporting (internal and external)
• Review planned legislative changes, recommending changes to company risk control and operational procedures
• Documentation of relevant processes and procedures
• Development of training plan for relevant processes and procedures
• Review systems and recommend appropriate changes
• FSP licence changes as needed
• Review client advisory and investment implementation records (FIAS and FICA)
• Review and approval of client onboarding
• Assist advisory, fiduciary and consulting operations with technical queries
• Provide backup support for colleagues as required

Desired Experience & Qualification

Package & Remuneration

Cost to company of R30 000 p.m. negotiable depending on experience.

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