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Compliance Manager

Compliance Manager

WesbankJohannesburg, Gauteng, South Africa
30+ days ago
Job description

Compliance Manager page is loaded## Compliance Managerlocations : Johannesburgtime type : Full timeposted on : Posted Todaytime left to apply : End Date : November 10,

Job Description

  • To ensure implementation of the Group's Compliance Frameworks and Programmes in consultation with business ensure conformance and adherence with regulations and delivers through a team of Compliance resources / specialists.
  • Ensure adherence of organisational policies and procedures, including regulatory, ethical standards, and relevant operational risk frameworks and policies.
  • Perform regular audits, monitoring reviews, design control systems and help to design and implement company policies.
  • Build working relationships across teams and functional lines to enhance work delivery, collaboration and innovation.
  • Deliver customer experience excellence in own service delivery aligned to organisational values and service standards.
  • Implement, monitor and control business processes according to quality standards; policy; and GRC requirements in the area of accountability.
  • Ensure the development, alignment, mapping and implementation of end-to-end processes aligned to the customer journey map.
  • Research, enable and consult on improvements and opportunities to harness technology and platform enablement.
  • Review existing processes and suggest innovative ideas to improve and streamline processes to drive efficiencies, minimise redundancy and risk.
  • Analyse and interpret regulation and legislation and identify and risk rate applicable laws and regulations for responsible business units.
  • Development and implementation of compliance / legislative universe for responsible business units.
  • Development and implementation of Compliance Risk Management Plans (CRMPs) for core legislative and regulatory provisions.
  • Compiling monitoring plans indicating the compliance monitoring methodology used and the frequency thereof.
  • Compiling monitoring reports on the results of monitoring.
  • Incident reporting, to ensure timeous escalation compliance risks and incidents.
  • Interpret regulation and legislation and assist business units with practical implementation thereof.
  • Advise and provide guidance to management on systems, policies, processes and controls implemented to enable compliance.
  • Research and communicate applicable legislative developments to all stakeholders.
  • Assist with the promotion of a culture of compliance and awareness and actively participating in compliance projects and training initiatives.
  • Ensure compliance with relevant statutory, legislative, policy and governance requirements in area of accountability.
  • Ensure implementation of relevant policies, governance and practice standards across the business.
  • Maintain knowledge on relevant legislative amendments, industry best practices and internal compliance procedures and requirements.
  • Ensure compliance is adopted in terms of systems and procedures as laid out by organisation and review in response to audit findings and changes.
  • Develops an understanding of risks and risk management approaches.
  • Implement and provide input into the development of governance and compliance procedures and processes within area of specialisation and identify risks.
  • Networks and participates in specialist risk forums where required.
  • Provide input into the development of the business area tactical strategy in achievement of the overall business strategy.
  • Responsible for implementing and enforcing the organisation's or business units' compliance programme.
  • Consults on an on-going basis with operational managers to ensure conformance with applicable laws and regulations covering diverse fields.
  • Develop, encourage and nurture collaborative relationships across area of specialisation.
  • Display and encourage an appreciation of teamwork and inclusivity.
  • Participate in planned activities that are appropriate for own and employee development.
  • Provide input to the integrated risk reporting and monitoring initiatives.

Job Details

  • Take note that applications will not be accepted on the below date and onwards, kindly submit applications ahead of the closing date indicated below.
  • 10 / 11 / 25All appointments will be made in line with FirstRand Group's Employment Equity plan.
  • The Bank supports the recruitment and advancement of individuals with disabilities.

    In order for us to fulfill this purpose, candidates can disclose their disability information on a voluntary basis.

    The Bank will keep this information confidential unless we are required by law to disclose this information to other parties.

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    Compliance Manager • Johannesburg, Gauteng, South Africa

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