Compliance Officer

Key outputs

• Providing support and technical guidance on legislative compliance matters including but not limited to FICA requirements and to assist with the implementing development and maintaining of the Compliance Risk Management Framework.
• Assist with ensuring that all regulatory and compliance risks are identified managed mitigated and reported on and that the Chief Risk Officer the Internal Risk Committee the Board Risk  Committee and the Board are made aware of such risks.
• Analyse current and forthcoming regulations proposals and legislation and provide meaningful detailed analysis.
• Providing support and guidance to Management and Senior Management in responding to compliance matters and resolving queries.
• Ensure that the necessary compliance policies frameworks processes and procedures as well as compliance plans are executed on and continuously improved.
• Assist in compiling internal and external compliance reports.
• Assist in the recording of non-compliance matters identified and follow through on the agreed recommendations.
• Assist Management to influence proposed legislative changes and projects initiated by the regulators and industry bodies.
• Engage and attend workgroups with external stakeholders such as SAIA as well as with the Regulatory Authorities on a constant basis. The successful candidate will be expected to establish and maintain a good working relationship with these external stakeholders and Regulatory Authorities and to contribute meaningfully in these engagements.
• Relationship management and interaction with internal stakeholders. Collaborates with other departments (e.g. Risk Management Internal Audit Human Resources etc.) to direct compliance issues to appropriate existing channels for investigation and resolution.
• Assist monitor guide and coach staff on Compliance matters.

Qualifications : Essential

Advantageous Qualifications and experience

Evidence of

Competencies

Additional Information :

In accordance with OUTsurance Group Employment Equity goals preference will be given to individuals who meet the job requirements and are from the various designated groups.

Remote Work : No

Employment Type : Full-time

Key Skills

Compliance Management,Risk Management,Financial Services,PCI,Banking,Cost Accounting Standards,Quality Systems,Research Experience,NIST Standards,Securities Law,SOX,ISO 27000

Department / Functional Area : Risk and Compliance

Experience : years

Vacancy : 1