Compliance Specialist - KZN

Durban, South Africa | Posted on 09 / 04 / 2025

• Assist the manager in ensuring that the compliance function is in compliance with law, industry and regulatory body requirements.
• Promote the prevention of legal and regulatory risk in the company (TCF).
• Maintain efficient and effective operations in Compliance.
• Ensure that policies and procedures with regard to the Compliance function are being adhered to (TCF).
• Attend specific forums as may be required to represent the Compliance and Regulatory Affairs department.
• Responsible for Compliance Monitoring and Reporting
• Monitor compliance risk, policies and procedures at the Head Office and branches of the Group.
• Maintain the standardised monitoring procedure.
• Complete monitoring reports.
• Provide overall compliance assistance, guidance and advice to the Group of Companies.
• Contribute to the development of compliance risk management plans.
• Contribute to the completion of compliance reporting (internal and regulatory).
• Provide Training and Awareness on Compliance Matters
• Create awareness in the Group of Companies with legal requirements (TCF).
• Inform employees about relevant compliance matters.
• Develop, educate and enable a healthy and business-orientated compliance culture.
• Regularly meet with stakeholders, including the regional managers of the specific business units to identify and address compliance risks.

Requirements

Education

Experience

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