FICA Compliance Officer

Key Responsibilities

• Develop, implement, and maintain the firms FICA compliance policies and procedures .
• Conduct and oversee client due diligence (KYC) processes, ensuring all client information and documentation are correctly verified and maintained.
• Perform risk assessments on clients and transactions to identify potential money-laundering risks.
• Monitor, investigate, and report suspicious or unusual transactions to the Financial Intelligence Centre (FIC).
• Conduct internal audits and compliance checks to ensure adherence to FICA and internal procedures.
• Train and guide staff on FICA obligations, red flags, and reporting responsibilities.
• Serve as the firms Compliance Officer and liaison with the FIC and other relevant regulatory authorities.
• Maintain comprehensive records and registers in line with statutory retention requirements.
• Keep abreast of any legislative or regulatory changes impacting FICA or AML compliance and ensure timely implementation.

Minimum Requirements

Preferred Skills

Consultant : Mekayla Swart - Dante Personnel Cape Town