This job offer is not available in your country.
Compliance Operations Officer
Hire ResolveZA30+ days ago
Job descriptionHire Resolve is proud to partner with a reputable Financial Services Provider (FSP). Known for delivering tailored risk solutions to a diverse client base, this FSP offers an engaging and fast-paced environment for professionals looking to grow their careers. If you’re ready to bring your expertise to a results-driven team within a trusted insurance provider, this opportunity is for you. Collaborate with internal stakeholders to maintain and strengthen the compliance framework. Investigate potential breaches and address compliance concerns proactively. Oversee the end-to-end process of complaint handling, including review, registration, and resolution. Ensure all compliance-related documents are accurately uploaded and securely maintained. Resolve Fit and Proper status queries in line with regulatory expectations. Regularly review and update compliance manuals, procedures, and supporting documentation. Provide regulatory insights and suggest improvements to ensure ongoing alignment with the FAIS General Code of Conduct (GCOC). A BCom Law or LLB degree. Registered FSCA Compliance Officer (Category I). Possession of a valid RE 1 Certificate. 3–4 years of compliance experience within the financial services industry. Strong working knowledge of FAIS, FICA, and other relevant legislation and regulatory frameworks. Previous experience supporting or working with Financial Advisers or Financial Planners. Proficiency in Microsoft Office applications. Law / Legal jobs
Job title : Compliance Operations Officer
Job Location : Western Cape,
Deadline : September 30, 2025
Quick Recommended Links
- Jobs by Location
- Job by industries
Job Description
Responsibilities
Requirements
Closing Date 31 July,2025
Create a job alert for this search
Compliance Officer • ZA
Related jobs
- Promoted
Compliance Officer (Aspen Office In South Africa)
Aspen Pharma GroupZA Job title : Compliance Officer (Aspen Office In South Africa).The role is responsible to support the Company Code Compliance Officer to ensure compliance of Pharmacare Limited and its employees wit...Show moreLast updated: 24 days ago
- Promoted
Officer Revenue Control & Compliance
Eskom CommunicationsZA Job title : Officer Revenue Control & Compliance.Number of positions : 03, Position / Task Grade : T12, Department : Revenue Control and Compliance, Business Unit : Finance Revenue Management Head Office...Show moreLast updated: 7 days ago
- Promoted
Graduate Compliance / Operations Analyst x5
Coronation Fund ManagersZA Job title : Graduate Compliance / Operations Analyst x5.Job Location : Gauteng, Cape Town.This entry-level role supports the Compliance, Risk functions and Operations in a JSE-regulated stockbroking ...Show moreLast updated: 12 days ago
- Promoted
Risk Officer (Longmeadow)
ACDC Dynamics SAZA Job title : Risk Officer (Longmeadow).The role of a Risk Officer is crucial in identifying, assessing, and managing risks within an organization to ensure its long-term stability and success.Openin...Show moreLast updated: 7 days ago
- Promoted
Head of Governance Legal Risk and Compliance
Old MutualZA Job title : Head of Governance Legal Risk and Compliance.We are looking for a dynamic and experienced governance leader to head our Governance, Risk, Legal, and Compliance (GRLC) function.This role...Show moreLast updated: 30+ days ago
- Promoted
Head of Compliance Financial Services
Shoprite Group of CompaniesZA Job title : Head of Compliance Financial Services.Regulatory Oversight and Compliance Strategy : .Develop, implement, and maintain a comprehensive compliance framework to ensure adherence to all rele...Show moreLast updated: 4 days ago
- Promoted
Operations Officer : Systems Training
SenwesZA Job title : Operations Officer : Systems Training.Job Location : North West, Klerksdorp.Responsible for supervising of the coordination, monitoring and facilitation of task orientated training to en...Show moreLast updated: 30+ days ago
- Promoted
Chief Operations Officer
CLS Human Capital SpecialistsZA Job title : Chief Operations Officer.Our client, based in Lichtenburg, North West, is a leading, fully integrated poultry producer specialising in high-quality, farm-fresh chicken products.They are...Show moreLast updated: 30+ days ago
- Promoted
Compliance Officer : Private Side Advisory
Absa Group LimitedZA Job title : Compliance Officer : Private Side Advisory.Compliance as the second line of defense provides Businesses and Functions with guidance, insight and independent challenge in relation to Comp...Show moreLast updated: 30+ days ago
- Promoted
Specialist : Risk Operations and Governance
Absa Group LimitedZA Job title : Specialist : Risk Operations and Governance.To support the Operations Risk and Governance Senior Manager in efforts to ensure compliance with AFS policy requirements as well as assisting...Show moreLast updated: 30+ days ago
- Promoted
Compliance Officer
Discovery LimitedZA Job title : Compliance Officer.The Financial Advisory and Intermediary Services Centre of Excellence (FAIS COE) is an independent compliance function that provides compliance oversight and advice t...Show moreLast updated: 13 days ago
- Promoted
- New!
Operations Manager
The Legends AgencySouth Africa Drive Operational Excellence at a Fast-Growing Digital Agency.Remote (South Africa) | UK Hours (8am-5pm) | R65,000 / month.
Our client is a vibrant, rapidly expanding digital agency delivering standou...Show moreLast updated: 12 hours ago
- Promoted
Technical Compliance Officer (Non-Foods / FMCG) - Midrand
Dis-Chem PharmaciesZA Job title : Technical Compliance Officer (Non-Foods / FMCG) - Midrand.Dis-Chem Pharmacies in Midrand has an opportunity available for a Technical Compliance Officer (Non-Foods / FMCG).The main purpose ...Show moreLast updated: 18 days ago
- Promoted
ECS / ECNS Compliance Officer
The Independent Communications Authority of South AfricaZA Job title : ECS / ECNS Compliance Officer.Key Outputs : The successful candidate will report to the Manager : .ECS / ECNS Compliance and their responsibilities will include : Analysis of annual compliance ...Show moreLast updated: 4 days ago
- Promoted
Head of Growth & Casino Operations
The Legends AgencySouth Africa Head of Growth & Casino Operations.Drive user growth, retention, and revenue for a cutting-edge crypto casino platform.Remote South Africa | R50 000-R70 000 | UK Hours | iGaming Industry.Our cl...Show moreLast updated: 6 days ago
- Promoted
Department : Chief Executive’s Risk and Compliance Officer
Lepelle Northern WaterZA Job title : Department : Chief Executive’s Risk and Compliance Officer.National Diploma or Bachelor’s Degree in Risk Management or Accounting or Auditing coupled with 4 years’ experience in the Risk...Show moreLast updated: 30+ days ago
- Promoted
Compliance Specialist, QSHE
DSVZA Job title : Compliance Specialist, QSHE.The successful candidate will be responsible for the training, implementation, support, monitoring, control and sustaining of all Quality, Safety, Health and...Show moreLast updated: 30+ days ago
- Promoted
Senior Tax Compliance Officer
Moore South AfricaZA Job title : Senior Tax Compliance Officer.Job Advert Summary .Join a dynamic, globally connected firm.Moore Infinity is part of a leading international network of accounting and c...Show moreLast updated: 30+ days ago