Compliance Officer

Description

A leading insurance company is seeking a Category I Compliance Officer to join their team in Johannesburg. Reporting to the Head of Compliance : Distribution you will be responsible for implementing relevant legislation and regulations ensuring compliance across the business and driving quality assurance initiatives.

Responsibilities

Compile compliance and statistical reports for the business clients and regulators.

Ensure implementation and maintenance of the compliance risk management and monitoring plan.

Monitor primary legislation impacting the business.

Analyse interpret and implement new legislation.

Review all marketing material in accordance with Board Notice 92 .

Address compliance queries from the business.

Manage compliance projects from start to finish.

Ensure the application of Treating Customers Fairly (TCF) outcomes.

Maintain FAIS compliance procedures and manuals.

Maintain the key individual / representative register .

Monitor and report on all FAIS matters to the business and regulators.

Requirements

Relevant qualification : BCom Law or LLB .

Must be a registered FSCA Compliance Officer (CAT I) ; CAT II preferred.

RE 1 Certificate .

3 4 years compliance experience in the financial services or insurance industry.

Knowledge of FICA FAIS and other relevant legislation regulations and rules.

Corporate compliance experience with relevant skills.

Own transport and valid drivers license (for travel to Adviser offices).

Computer literate in MS Office .

Benefits

• Salary : Based on experience and qualifications.

Contact Hire Resolve for your next career-changing move today

Apply for this role today contact Gustav Vogel at Hire Resolve or on LinkedIn

We will contact you telephonically in 3 days should you be suitable for this vacancy. If you are not suitable we will put your CV on file and contact you regarding any future

Package & Remuneration

R1 - R1 per annum

About Us

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Required Experience :

Unclear Seniority

Key Skills

Compliance Management,Risk Management,Financial Services,PCI,Banking,Cost Accounting Standards,Quality Systems,Research Experience,NIST Standards,Securities Law,SOX,ISO 27000

Employment Type : Full-Time

Experience : years

Vacancy : 1