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Compliance and Company Secretarial Officer

Compliance and Company Secretarial Officer

Frogg RecruitmentCape Town, Western Cape, South Africa
11 days ago
Job description

Compliance and Company Secretarial Officer – Cape Town.

Our Law firm client seeks the expertise of a Compliance and Company Secretarial Officer that will oversee the organisation’s compliance framework with a strong focus on FICA, while delivering end‑to‑end company secretarial and governance support.

The role spans policy design and assurance, regulatory reporting, stakeholder training, and board / committee governance (including CIPC filings and statutory records).

The incumbent will act as a key point of contact for regulators and clients on FICA and governance matters.

Salary Range : Up to R80 000 CTC (Depends on experience and qualifications).

Requirements

  • Bachelor’s degree in Law, Finance, Business Administration, or related field.
  • 5+ years’ combined experience across compliance (including 3+ years focused on FICA) and company secretarial / governance.
  • Certificate in FICA compliance.
  • Company secretarial certificate or CGISA / CIS qualification – advantageous
  • Law degree and / or admitted attorney – advantageous
  • Professional compliance certifications (e.g., ACAMS, ICA, CCEP)
  • In-depth knowledge of FICA / AML / CFT, the Companies Act, corporate governance, and CIPC requirements.
  • Strong understanding of reporting procedures, record-keeping, and evidence / audit readiness.
  • Excellent analytical, planning, and problem-solving skills; high attention to detail.
  • Strong communication, stakeholder management, and training delivery skills.

Key Responsibilities :

  • Compliance (enterprise and legal)
  • Develop, implement, and oversee control systems, policies, and procedures to ensure compliance with legal and internal requirements.

  • Provide legal / compliance guidance, conduct legal research, and monitor regulatory developments.
  • Perform compliance risk assessments, test control effectiveness, and drive remediation.
  • Prepare compliance reports and MI for senior management and the board; support audits and inspections.
  • FICA / AML Compliance
  • Own the FICA framework and RMCP, ensuring alignment with legislation and guidance.

  • Conduct FICA risk assessments and compliance audits; monitor and implement regulatory changes.
  • Oversee KYC / EDD standards, sanctions / TFS screening controls, record-keeping, and quality assurance.
  • Investigate and resolve compliance breaches; elevate and report to authorities as required.
  • Design and deliver FICA / AML training and guidance to staff and clients; respond to FICA queries.
  • Company Secretarial and Governance
  • Ensure clients comply with statutory obligations under the Companies Act and related regulations.

  • Maintain statutory registers (including beneficial ownership), prepare and file CIPC documents and annual returns.
  • Prepare board / committee / AGM packs; draft agendas, minutes, resolutions, and lodge required forms.
  • Advise on corporate governance principles and implement governance frameworks.
  • Keep abreast of legislative changes and brief stakeholders; train junior staff on governance updates.
  • Regulatory and Stakeholder Engagement
  • Liaise with the FIC, CIPC, FSCA / Prudential Authority (as applicable), and external auditors.

  • Collaborate with internal stakeholders (Legal, HR, business units) to embed standards and resolve issues.
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    Compliance Officer • Cape Town, Western Cape, South Africa

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